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David S. Brown
Sean H. Worthington
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The Private Investor is published by
the Private Capital Markets Association of
Canada. This national industry magazine is
issued bi-annually and features commentary
from the leaders in the private capital
markets. All rights reserved. Contents may
not be reprinted without written permission.
The opinions expressed in articles
are not necessarily those of the publisher.
Information presented is compiled from
sources believed to be accurate; however,
the publisher assumes no responsibility for
errors or omissions. Articles are not intended
to provide legal, accounting or compliance
advice as individual situations will differ and
should be discussed with a lawyer,
accountant, compliance and/or other
regulatory compliance professional.
Images credit: www.istockphoto.com
IN THIS ISSUE
CONTENTS FALL/ WINTER 2018 •
DON'T MISS ANYTHING ABOUT THE PCMA, FOLLOW US:
Message from our Executive Director Georgina Blanas
PCMA Board of Directors & Staff Members
Digital Currencies Will Change Everything
Canada’s Sanctions Regime & Your Legal Obligations
Why Water? An Interview with Water Expert, Davin MacIntosh
CSA Notice and Request for Comment on Client Focused Reforms
Are We Stamping Out Entrepreneurship in Pursuit of Investor Protection?
McLeod Law Accepts Crypto-Currency for Fee Payment
One Industry Voice Celebration & Conference 2018
Job Opportunities in the Exempt Market
Lessons From an Aluminum Boat. Are you on the Bottom?
CPE MEDIA. The Official Data Provider to the PCMA
Get to Know PCMA Co-Founder & Director - David S. Brown
Investing in a Startup? The Board of Directors will be critical to its success.
I Know a Great Advisor. The Case for Expanded Referral Agreements in Financial Services.
Does Size Really Matter? Bigger is Not Always Better.
Do You Have a Will? Why You Should Ask Your Clients This Important Question.
Private Market Investing - Differences, Benefits & Opportunities
How Over-Regulation is Affecting EDMs & Angel Investors - Q&A
Celebrating One Industry Voice - Award Recipients
Redeeming a Client’s Investment Best Practices for Dealing Representatives
Why Canadian Retail Investors Need a Bitcoin Fund
Proposed CSA NI 31-103 Provisions Dealing with Referral Arrangements
PCMA Capital Partner Spotlight - Arlington Street Investments
PCMA Membership Benefits. One Voice. All The Benefits.