OSC SURVEY - Proposed Outreach Program
The Ontario Securities Commission’s (OSC) Compliance and
Registrant Regulation Branch has prepared a survey for registrants
to help develop a comprehensive OSC outreach program that will
allow registrants to have better and timely access to information
relevant to their business.
The OSC seeks your input to help it assess which outreach
strategies are most effective and to identify the areas where guidance
or educational programs would be most relevant and meaningful to
registered firms and those who advise registered firms.
Your answers will help the OSC design a more effective
outreach program for registrants, including exempt market
Please identify who you are and your category/categories of
registration (e.g., EMD, portfolio manager etc).
Please return a scanned copy to the EMDA by February 28, 2013
You can email it to: email@example.com or mail it to:
Exempt Market Dealers Association of Canada
Suite 5700 - First Canadian Place
100 King Street West Toronto, ON, M5X 1C7
The EMDA will forward all copies received to the OSC.
Please download the survey on our website:
For more information contact:
DEALS OF THE YEAR Exempt Market Dealers Association of Canada
Submissions close April 1st 2013
nomination form is available at